We are looking on behalf of one of our clients for a Compliance Executive.
Key Duties and Responsibilities:
• To log all regulatory correspondence and to issue diary reminders where appropriate.
• Schedule, attend and document Compliance/Outsourcer meetings.
• Provide assistance in completing regulatory returns both to the Gibraltar Financial Services Commission (GFSC) and the Financial Conduct Authority.
• Preparation of first drafts of Regulated Individual Applications to the GFSC and to liaise with applicants for outstanding information.
• Prepare communications in a clear, consistent, and accurate manner.
• Identify any regulatory changes and to arrange for summaries to be produced by the Compliance manager.
• Assisting with compliance-based projects.
Skills and Experience:
• Compliance experience within a General Insurance firm or at least a minimum of 1 year’s compliance within a Gibraltar based financial services or a similar regulated industry.
• A good working knowledge of GFSC or FCA regulations.
• Effective communication and relationship building skills with both colleagues in Gibraltar and the wider Compliance Team in the UK.
• Ability to deliver solid reporting process with the insight and emotional intelligence to challenge the inputs to the process and anticipate issues.
• Excellent Attention to detail, with an analytical mindset.
• Ability to work independently and proactively with excellent organisation skills.
About the Author: 
