Our client is expanding its Compliance Team in Gibraltar and is seeking a Compliance Executive.
Duties include, but are not limited to:
- Log all regulatory correspondence and set diary reminders where required.
- Schedule, attend, and record minutes for Compliance and Outsourcer meetings.
- Assist in completing regulatory returns for the Gibraltar Financial Services Commission (GFSC) and the UK Financial Conduct Authority (FCA).
- Prepare first drafts of Regulated Individual Applications for submission to the GFSC and liaise with applicants to gather outstanding information.
- Draft communications in a clear, consistent, and accurate manner.
- Monitor regulatory updates and coordinate with the Compliance Manager to produce summary reports.
- Provide support on compliance-related projects as needed.
Required:
- Compliance experience within a General Insurance firm (either Gibraltar or UK) or at least a minimum of 1 year’s compliance within a Gibraltar based financial services or a similar regulated industry.
- A good working knowledge of GFSC or FCA regulations
- Effective communication and relationship building skills with both colleagues in Gibraltar and the wider Compliance Team in the UK
- Ability to deliver solid reporting process with the insight and emotional intelligence to challenge the inputs to the process and anticipate issues.
- Excellent Attention to detail, with an analytical mindset
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