We are looking on behalf of our client for an experienced and detail-oriented professional to support their Compliance Team across Gibraltar and the UK.
Duties:
- Lead and take responsibility for conducting KYC checks, including risk assessments, for professional, institutional, and retail clients.
- Ensure all new clients are appropriately vetted in line with the firm’s policies and procedures.
- Undertake high-risk account reviews.
- Respond to client queries regarding account opening and client documentation.
- Ensure that testing is undertaken and support the completion of the Compliance Monitoring Program.
- Perform regular audits of company operations, financial activities and records.
- Assist in preparing for and responding to routine internal / external audits reviews as well as regulatory enquiries.
- Work alongside the London Compliance team to ensure operational tasks are completed accurately.
Requirements:
- Familiarity with global standards like FATF, GDPR, AMLR etc.
- Proven experience in KYC/ AML onboarding or client onboarding within financial services
- Proficiency with onboarding or compliance systems (e.g., World-Check, GBG, Lexis Nexus etc)
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