Job: Head of Risk Management

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  • Title Head of Risk Management
    Categories Latest Jobs in Gibraltar
    Salary £65,000
    Location Gibraltar
    Job Information
    • Responsible for Group Due Diligence, Know Your Client and Anti Money Laundering processes across numerous regulatory jurisdictions.
    • Requirement to carryout continuous gap analysis to ensure all regulatory requirements being met.
    • Responsible in ensuring all reporting requirements including regulatory returns, SARs and other relevant jurisdictional reporting including FATCA and CRS is undertaken.
    • Assess and validate business risks and support the review of policies and the monitoring and testing of controls designed to address these risks.
    • Required to undertake compliance site visits and audits to all branches to ensure adequate systems and controls are in place.
    • Lead in client complaint handling.
    • Drafting of Service Level Agreements, Appointed Representative Agreements and all other legal documentation.
    • Required to implement and oversee where appropriate staff training.
    • Responsible for day to day approval and sign off of all high-risk business including but not limited to pension (QROP/QNUP) and investments.
    • Review and oversight of all outsourcing arrangements.
    • Compliance with Data Protection Regulations.
    • Provide regulatory guidance and input in support of all strategic projects and growth initiatives.
    • Maintain good strong working relationships and act as a point of contact for all regional managers and key stakeholders across the business.

    Qualifications and Education Requirements 

    • Diploma in Compliance or equivalent qualification
    • Comprehensive knowledge and understanding of relevant legislation, policies and codes governing the Financial Service Sector
    • Deep understanding of Risk and Compliance environment with an established track record of designing and implementing appropriate procedures
    • Strong leadership background with proven people management skills
    • Effective communication and interpersonal skills at all levels
    • Ability to plan and lead project teams, determine and mitigate risks
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