Job: Head of Compliance & MLRO

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  • Title Head of Compliance & MLRO
    Categories Latest Jobs in Gibraltar
    Salary £60,000 – £65,000
    Location Gibraltar
    Job Information

    Head of Compliance & MLRO with experience working within financial institutions.

    Role & Responsibilities:

    • Taking ownership of all Compliance controls, policy development and regulatory initiatives for the company
    • Manage all alerts, queries and investigations relating to company compliance in line with group policies and procedures
    • Undertake assessments of policies, procedures and controls to provide feedback on effectiveness and provide input to improve initiatives
    • Assist in the development and delivery of compliance training for staff
    • Undertake regular and adhoc compliance reporting
    • Liaise with internal teams across the business

    Candidate requirements:

    • Must have worked in a compliance, regulatory and/or MLRO role with exchange, trading or brokerage knowledge
    • Have strong details regulatory knowledge of
      • MiFID II / MiFIR
      • MAD II / MAR
      • Prospectus Directive / Regulation
    • Have strong financial markets knowledge, including a firm understanding of market infrastructure and financial instruments
    • Experience of managing teams and coordinating complex projects
    • Be a self-starter, who enjoys wide ranging challenges and handles responsibility well
    • Have an interest in blockchain and technological financial market evolution
    Apply Now