Job: Compliance Officer

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  • Title Compliance Officer
    Categories Latest Jobs in Gibraltar
    Salary DOE
    Location Gibraltar
    Job Information

    Our client, a well-known fast-growing name in the provision of Financial Services in Gibraltar, is looking for a Compliance Officer.

    Responsibilities:

    • Ensuring compliance with GFSC rules GDPR and Money Laundering Regulations
    • Overseeing the monitoring of regulatory developments, which include assessing and ensuring appropriate controls are put in place for changes that impact the firm
    • Assisting in the execution of the firm’s Annual Compliance Monitoring Programme
    • Completing compliance monitoring reports which present findings and include suggestions for relevant remedial actions, in a clear, accurate and consistent manner
    • Escalating risks and issues to the Gibraltar Head of Compliance
    • Assisting in ensuring that regulatory returns are submitted within set deadlines
    • Assisting in delivering appropriate compliance training to employees
    • Assisting in signing off Financial Promotions
    • Ability to summarise regulatory change in a format that is understandable to its audience

    Familiarity with GFSC rules and regulations, in particular relating to Life Assurance would be ideal. A competitive salary and benefits package is offered.

    QUALIFICATIONS:

    • Educated to degree level

    SKILLS:

    • Strong administrative experience, attention to detail and good organisational skills
    • Good interpersonal skills, strong IT skills particularly Word and Excel
    • Able to manage priorities and time efficiently
    • Able to work with minimum supervision
    • Confident user of Microsoft Office with good keyboard skills
    • A pro-active person who has an eye for detail and is confident enough to suggest improvements to the existing processes
    • Understanding of the end to end KYC and client on-boarding processes

     KNOWLEDGE AND EXPERIENCE:

    • Good knowledge of the regulations governing the Gibraltar Financial Services Industry with particular emphasis on Life Assurance Experience
    • Demonstrable experience in compliance monitoring
    • Strong communication, report writing and presentational skills
    • Ability to produce timely and accurate reports delivering key issues and messages with minimal managerial input
    • Ability to take ownership and responsibility for timeliness and quality of delivery of monitoring reports
    • Ability to summarise regulatory change in a format that is understandable to its audience
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