Job: Compliance Monitoring Officer

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  • Title Compliance Monitoring Officer
    Categories Latest Jobs in Gibraltar
    Salary DOE
    Location Gibraltar
    Job Information

    Key Responsibilities:

    • Establishing Risk-based monitoring programs
    • Conducting monitoring activities, identifying and reporting on control issues and actual or potential exposures
    • Where necessary in relation to specific Risks, supporting the Company’s Risk & Compliance Specialist review the suitability and performance of internal controls but always doing so when monitoring activities, processes or departments of the Company
    • Determining compliance with internal policies and procedures
    • Verbally communicating findings to, and agreeing recommendations/deliverables with, relevant management before providing subsequent written reports containing details of such information as well as detailing deliverable owners
    • Managing the closure of monitoring report recommendations
    • Providing monitoring performance management information to the Head of Risk & Compliance for escalation to the Board or the Board’s Risk & Compliance sub-committee

    Key Skills and Knowledge:

    • A thorough understanding of: regulatory and legal frameworks and Compliance, Risk Management, Control and Governance
    • 2 or more year’s minimum monitoring experience in a regulated financial services environment
    • Strong analytical, written/verbal communication and interpersonal skills
    • Strong planning, managing and prioritising skills
    • Excellent eye for detail with heavy focus on accuracy and delivery
    • Ability to work under pressure and use own initiative
    • Strong report writing skills
    • Must be willing to travel
    • Preferable but not essential: University Graduate and/or General Insurance background
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