Assistant Compliance and Risk Administrator

Reporting to the Head of Compliance and working within the pensions arm of the Compliance Team, the Assistant Compliance and Risk Administrator is responsible for ensuring the appropriate AML/CFT procedures are followed to ensure compliance with the Gibraltar regulatory and legislative regime.

Key Responsibilities:

  • Carrying out due diligence, risk assessment, and compliance checks for new business.
  • Undertaking periodic reviews and risk assessments of existing client relationships and business.
  • Providing guidance on the approval of any ‘trigger event’ changes for existing client relationships.
  • Undertaking periodic reviews of IFA’s and appointed DFM’s.
  • Undertaking any compliance project work as and when required.
  • Maintain all relevant compliance registers and files in line with regulatory requirements.
  • Deal with internal and external enquires in a professional and timely manner.
  • Ensure all incidents/breaches/suspicious transactions are identified, recorded and escalated to the MLRO/Compliance Officer.
  • Working closely with team members to provide a coordinated compliance service to the business.
  • Ensure compliance with company and other relevant standards/regulations at all times.
  • Complete any other ad-hoc tasks as directed by the Head of Compliance and Group Compliance and Risk Director.

Key Competencies:

  • Good communication and interpersonal skills.
  • Excellent organisational skills, with strong attention to detail.
  • Ability to stay abreast of and adapt to new regulatory changes as and when they arise.
  • Knowledge of anti-money laundering regulations and counter terrorist financing regulations (advantageous).
  • Good academic background.
  • Experience of working to deadlines, multi-tasking, and having a pro-active approach is essential for this role.
Job Category: Latest jobs in Gibraltar
Job Type: Full Time
Job Location: Gibraltar
Salary: DOE

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